CONTENTS OF CIRCULAR 123/2015/TT-BTC ON FOREIGN INVESTMENT ACTIVITIES ON VIETNAM’S SECURITIES MARKET

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CONTENTS OF CIRCULAR 123/2015/TT-BTC ON FOREIGN INVESTMENT ACTIVITIES ON VIETNAM’S SECURITIES MARKET

1 Chapter I. GENERAL PROVISIONS

1.1 Article 1. Scope of application and applicable entities
1.2 Article 2. Interpretation of terms

2 Chapter II. SECURITIES INVESTMENT REGISTRATION

2.1 Article 3. Securities investing activities of foreign investors
2.2 Article 4. securities trading code registration
2.3 Article 5. Changes compulsorily reported to the Vietnam Securities Depository
2.4 Article 6. Suspension of transactions, cancellation of securities trading codes
2.5 Article 7. Indirect investment capital account
2.6 Article 8. Securities depository accounts

3 Chapter III. OBLIGATIONS ARISING FROM FOREIGN INVESTMENT ACTIVITIES

3.1 Article 9. Obligations arising from furnishing foreign investors with services
3.2 Article 10. Reporting obligations arising from foreign investment activities

4 Chapter IV. FOREIGN OWNERSHIP ON THE SECURITIES MARKET

4.1 Article 11. Foreign ownership on Vietnam's securities market
4.2 Article 12. Obligations of public companies to make reports and disclose information on foreign ownership
4.3 Article 13. Processes, procedures and documentation for reporting the foreign ownership rate in public companies
4.4 Article 14. Processes, procedures and documentation submitted to apply for consent to foreign organizations’ ownership of more than 51% of the charter capital of securities trading organizations

5 Chapter V. IMPLEMENTARY PROVISIONS

5.1 Article 15. Effect
5.2 Article 16. Implementation

ADVICE & SERVICE

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CONTENTS OF CIRCULAR 123/2015/TT-BTC ON FOREIGN INVESTMENT ACTIVITIES ON VIETNAM’S SECURITIES MARKET

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